證券交易管理局（SEC）法則605交易執行公開說明
美國證券交易管理局客戶公開?明法則，證管局法則605，要求市場中心預備並使公可以獲取電子形式的報告，
該報告將他們的執行交易給予分類並包含了交易執行質量的統計學分析。
這個資料時按照證管局的格式給以顯示，可能會難以理解。點擊此處查看項目說明。
點擊以下繼續查看交易執行公開說明。
證券交易管理局（SEC）法則606訂單流程資料
美國證券交易管理局客戶公開說明法則，證管局法則606
要求為其顧客傳送訂單的券商準備季度報告透露它將訂單傳送到什麼場所執行。在顧客的要求下，券商需要透露顧客各個訂單傳送執行的地點。此資料是通過一閱讀器來顯示的，這樣資料容易使用和理解。請點擊以下連接進入訂單流程資料。
- 法則 606
SEC Rule 605 Execution Disclosure
The U.S. Securities and Exchange
Commission's (SEC) client disclosure rule, SEC Rule 605, requires
market centers to prepare and make available to the public monthly
reports in electronic form that categorize their order executions and
include statistical measures of execution quality.
This information is displayed in a format prescribed by the SEC and can be difficult to
understand. Click here for field descriptions.
Click below to proceed to the Execution
Disclosure.
SEC Rule 11Ac1-6 Disclosure of Order Routing Information
The U.S. Securities and Exchange
Commission's (SEC) client disclosure rule, SEC Rule 606 require a
broker-dealer that routes orders on behalf of customers, to prepare
quarterly reports that disclose the identity of the venues to which it
routed orders for execution. Broker-dealers are required to disclose,
on customer request, where they routed a customer's individual orders
for execution
This information is presented through a viewer, which makes the information easy-to-use
and understand. Please click the link below to proceed to Order Routing Information.
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